† Corresponding author. E-mail:
Project supported by the Open Research Fund of Computational Physics Key Laboratory of Sichuan Province, Yibin University (Grant No. JSWL2014KFZ01), the Scientific Research Fund of Sichuan Provincial Education Department, China (Grant No. 16ZB0209), the Scientific Research Foundation of Chengdu University of Information Technology, China (Grant No. J201611), and the National Natural Science Foundation of China (Grant No. 11547224).
We present a first-principles study of the structural, dielectric, and lattice dynamical properties for chalcopyrite semiconductor ZnSnP2. The structural properties are calculated using a plane-wave pseudopotential method of density-functional theory. A linear response theory is used to derive Born effective charge tensors for each atom, dielectric constants in low and high frequency limits, and phonon frequencies. We calculate all zone-center phonon modes, identify Raman and infrared active modes, and report LO–TO splitting of the infrared modes. The results show an excellent agreement with experiment and propose several predictive behaviors.
Ternary ABC2 semiconducting crystals having chalcopyrite structure have been synthesized from I–III–VI2 and II–IV–V2 elements. They are derived from their binary analog zinc-blende II–VI and III–V semiconductors, respectively. ZnSnP2 is a relatively little studied ternary chalcopyrite semiconductor material of the II–IV–V2 family. Recently, ZnSnP2 has received a great deal of attention as a photovoltaic material.[1] It is a promising candidate, given that its direct band gap of 1.68 eV[2] yields a high theoretical photovoltaic conversion efficiency close to 30% in AM1.5G sunlight at the Shockley–Queisser limit.[3] Undoped ZnSnP2 typically shows p-type conductivity.[4,5]
Born effective charges, low frequency dielectric constants, and the phonon frequencies provide important information about the properties of the materials. The vibrational properties of ZnSnP2 have been widely investigated for the past 40 years by a number of experimental and theoretical methods.[6–10] Experimentally, the infrared (IR) reflectivity of ZnSnP2 (at 295 K) was measured by Zlatkin et al.[6] in 1969, and the corresponding optical constants and vibrational frequencies are determined. However, no Raman-active modes are given. Employing Raman (R) spectroscopy and an infrared spectrometer, Mintairov et al.[7] measured the Raman scattering and infrared reflectivity, respectively. Both Raman-active and infrared-active modes are reported in Ref. [7]. Nevertheless, some modes have not been found in previous experiments.
Several earlier calculations have been performed to study the dynamical properties of ZnSnP2 by using phenomenological models, such as rigid ion and Keating’s models. The phonon dispersion relations over the entire Brillouin zone of ZnSnP2 were calculated using the rigid ion model by Mintairov et al.[7] The zone-centered phonons of ZnSnP2 have been studied using Keating’s models by Bettini.[10] In addition, the phonon frequencies values have been calculated by transfer of the spectral pattern.[9] The theoretical research mentioned above has a limitation, that is to say, the potentials in the calculations depend on experimental value. Identification of vibration modes in experimental measurements is sometimes incomplete, partly because of the complexity of the dispersion scheme in the chalcopyrite structure and partly because of experimental errors.
Nowadays the first-principles calculation has proved to be a powerful tool for the study of lattice dynamical properties. First-principles calculations of dynamical properties of ZnSnP2 have been studied by Lazewski et al.[8] The calculations were done by the direct method[11,12] from HF forces arising when a single atom is displaced from its equilibrium position. Generally, the first-principles investigation of phonon frequencies is mainly divided into two categories: the direct method and the linear-response method.[13,14] The longitudinal–optical/transverse–optical (LO–TO) splitting of the infrared active modes based on effective charges and dielectric tensors are not directly given for the direct method. However, the two quantities can be calculated directly by a linear response method based on density functional perturbation theory (DFPT).[15,16] Although there are some studies of lattice dynamical properties for ZnSnP2, they are still an important part of a full understanding of the phonon in the material.
In this paper we present first-principles linear response theory to investigate the lattice dynamics properties, such as Born effective charge tensors for each atom, dielectric constants in low and high frequency limits, and phonon frequencies. This paper is organized as follows. In Section
Our calculations were performed with the ABINIT package,[17] which is based on density-functional theory (DFT) using the pseudopotential method and a plane-wave expansion of the wave functions. The interactions between the ions and valence electrons were described using norm-conserving local density approximation (LDA) pseudopotentials which are generated in the scheme of Troullier–Martins (TM).[18–21] For the exchange–correlation potential we have used the local density approximation data of Ceperly–Alder, as parametrized by Perdew and Wang.[22] The Zn (3d10, 4s2), Sn (5s2, 5p2), and P (3s2, 3p3) orbitals are treated as valence states. The pseudopotentials used in the present calculations are soft potentials of the TM type, available on the ABINIT website. The density-functional perturbation theory is the basis of the linear-respond approach. Phonon frequencies and atoms displacements are obtained using the linear-respond method, which avoids the use of supercells and allows the calculation of dynamical matrix at arbitrary
The calculations were carried out with a 36-hartree plane-wave energy cutoff, and the tetragonal Brillouin zone (BZ) was sampled with a regular and shifted 4× 4× 4 k-point mesh. Convergence tests show that the BZ sampling and the kinetic energy cutoff are sufficient to insure an excellent convergence within 1 cm−1 for the calculated phonon frequencies.
The body-centered tetragonal chalcopyrite structure of ZnSnP2 is shown in Fig.
Group II: (0, 0, 0), (0, 1/2, 1/4);
Group IV: (0, 0, 1/2), (0, 1/2, 3/4);
Group V: (u, 1/4, 1/8), (−u, 3/4, 1/8), (3/4, u, 7/8), (1/4,−u, 7/8).
The ground state structural properties are obtained by minimization of the total energy with respect to the unit cell volume. The structural parameters are obtained by optimizing lattice constants and atomic coordinates until all force components are below 5× 10−5 hartree/Bohr (1 hartree=27.2114 eV). Table
![]() | Table 1.
The equilibrium lattice constant a (c) (in unit Å), axial ratio c/a and internal parameter for ZnSnP2. . |
The Born effective charge tensor quantifies the macroscopic electric response of a crystal to the internal displacements of its atoms. They are important quantities in obtaining the LO–TO phonon splitting, also they provide some information about the ionicity of the material. For atom κ, the Born effective charge tensor
Values of the calculated Born effective charge of ZnSnP2 are presented in Table
![]() | Table 2.
Calculated Born effective charge tensors, Z*, eigenvalues of the symmetric part of |
The average eigenvalues for cations and anions are comparable to the values in Ref. [10]. The calculated average eigenvalues (
The crystal symmetry of ZnSnP2 is body-centered tetragonal with a centro-symmetric space group
![]() |
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![]() | Table 3.
Character table for the D2d point group (tetragonal). . |
The A1 and B1 modes are Raman-active, B2 and E modes are both Raman- and IR-active, and the A2 mode is silent. These IR modes are polar modes and subject to an LO–TO splitting. Symmetry coordinates for the onefold A and B representations are given in Figs.
![]() | Fig. 3. (color online) Symmetry coordinates for B modes (![]() ![]() |
![]() | Fig. 4. (color online) Symmetry coordinates for E modes (7 ![]() ![]() |
Complete phonon branches of ZnSnP2 are plotted for the high-symmetry lines in the BZ together with the corresponding phonon density of states (DOS) in Fig.
![]() | Fig. 5. Calculated phonon dispersion curves along symmetry lines in the Brillouin zone and the corresponding phonon density of states (DOS) for ZnSnP2. |
In Table
![]() | Table 4.
A comparison of calculated phonon frequencies (in unit cm−1) at the |
It should be noted that the direct method was performed to calculate the phonon frequencies of ZnSnP2 by Lazewski et al.[8] Although the calculated frequencies show a better agreement with ours, the LO–TO splittings are not discussed. This is because the splitting depends on the effective charges and dielectric tensors of the system, which are not directly accessible to the direct method. The IR modes group into modes with displacements either in the x, y plane or along the z direction. The E mode has a displacement pattern in the x, y plane, and the B2 mode has displacements along the z direction. The LO–TO splittings for B2 and E modes are presented in Table
The dielectric tensor for a tetragonal system such as this will be diagonal with two distinct elements. For ZnSnP2, the calculated electronic (
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![]() | Table 5.
Static and high frequency dielectric tensor components of ZnSnP2. . |
The dielectric properties of ZnSnP2 have not been studied very much experimentally. We are only aware of the measurement of the dielectric constant of ZnSnP2 in which a value of
To summarize, we have presented first-principles calculations of the structural, dielectric, and, in particular, of the lattice dynamical properties of the chalcopyrite semiconductor ZnSnP2within the density-functional theory and pseudopotential methods. The optimal ground state structure is studied within the LDA approaches. The relaxed lattice constants are found to be in good agreement with the experimental ones with the maximal error of 0.7%. Born effective charge and dielectric constants are calculated within the linear response theory. The calculated average eigenvalues
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